哈尔滨威帝电子股份有限公司重大资产重组内幕信息知情人买卖股票自查报告及核查意见详解
一、重大资产重组概述
哈尔滨威帝电子股份有限公司（简称“威帝股份”）计划以现金方式收购江苏智越天成企业管理有限公司100%股权及江苏玖星精密科技股份有限公司44.8506%股权。本次交易涉及多方自然人及法人主体。浙商证券股份有限公司作为独立财务顾问，对所有相关主体在交易期间内买卖公司股票情况进行了全面核查。
二、内幕信息知情人股票交易自查期间及范围
- 自查期间为2025年6月8日至2026年4月1日，即重大资产购买草案披露前一日。
- 核查范围包括：上市公司及其高管、控股股东、实际控制人及其负责人、交易对方、标的公司高管、相关中介机构及经办人员、其他知悉交易内幕信息的法人和自然人，以及上述自然人的直系亲属。
三、买卖公司股票的具体情况
自然人买卖情况：
- 李新文（上海久有私募基金管理有限公司业务总监李黎之父亲）：
- 在2025年12月11日至2025年12月12日买入500股并卖出500股，期末持股为0。
- 唐鲁秀（其他知情人张金晶之母亲）：
- 在2026年1月29日至2026年2月24日买入10,000股并卖出10,000股，期末持股为0。
相关自然人均出具声明和承诺，承诺未利用内幕信息进行股票交易，若有违法违规所得愿意上缴公司，并保证在交易完成或终止前不再买卖公司股票或建议他人买卖。
非自然人买卖情况：
- 浙商证券股份有限公司（独立财务顾问）：
- 自营业务股票账户在自查期间买入38,600股、卖出38,600股，期末持股为0。
- 解释该行为属于正常业务活动（ETF、LOF、组合投资、避险、量化投资及做市交易），并遵循信息隔离墙制度，未利用内幕信息。
四、核查意见及影响
浙商证券认为，在相关主体出具的自查报告、声明与承诺真实、准确、完整，并履行承诺的前提下，相关主体在自查期间内买卖公司股票的行为不属于利用本次交易内幕信息进行的内幕交易，对本次重大资产重组交易不构成实质性法律障碍。
五、对股东及投资者的影响及需关注事项
- 本次重组涉及的买卖行为经核查无内幕交易及市场操纵情形，不影响交易顺利推进。
- 所有相关人员已承诺未来在交易完成或终止前不再买卖公司股票，防范潜在利益冲突。
- 如有违反承诺，相关人员须上缴所得及承担法律责任。
- 本次重组交易如顺利完成，可能对公司战略布局和业绩产生影响，建议投资者持续关注后续公告。
- 目前未发现对股票价格有重大负面影响的因素，但重组事项本身具备价格敏感性，投资者需注意相关进展。
六、结论
本次自查报告及核查意见显示，哈尔滨威帝电子股份有限公司重大资产重组相关主体在自查期间内存在股票买卖行为，但经声明和承诺以及独立财务顾问核查，均未发现内幕交易或其他违法违规行为。重组交易本身具备较高关注度，投资者应密切跟踪后续事项。
免责声明
本文章仅供参考，不构成投资建议。投资者应根据自身风险承受能力合理判断，并关注公司后续公告及监管要求。市场有风险，投资需谨慎。
Harbin Weidi Electronics Co., Ltd. Major Asset Restructuring Insider Trading Self-Inspection Report and Review Opinion Explained
1. Overview of the Major Asset Restructuring
Harbin Weidi Electronics Co., Ltd. (“Weidi”) plans to acquire 100% equity of Jiangsu Zhiyue Tiancheng Enterprise Management Co., Ltd. and 44.8506% equity of Jiangsu Jiuxing Precision Technology Co., Ltd. via cash payment. This transaction involves multiple natural and legal persons. Zheshang Securities Co., Ltd. acts as the independent financial advisor and has conducted a thorough review of all parties’ share trading activities during the sensitive period.
2. Insider Trading Self-Inspection Period and Scope
- The self-inspection period is from June 8, 2025, to April 1, 2026 (the day before the major asset purchase draft disclosure).
- Scope includes: the listed company and its senior management, controlling shareholders, actual controllers and their main responsible persons, transaction counterparties, target company management, relevant intermediaries and handlers, other legal/natural persons aware of insider information, and the immediate family members (spouses, parents, adult children) of all above-mentioned individuals.
3. Specific Share Trading Activities
Natural Person Transactions:
- Li Xinwen (Father of Li Li, Business Director of Shanghai Jiuyou Private Equity Fund Management Co.):
- Bought 500 shares and sold 500 shares between December 11-12, 2025; final holding: 0 shares.
- Tang Lvxiu (Mother of Zhang Jinjing, another insider):
- Bought 10,000 shares and sold 10,000 shares between January 29-February 24, 2026; final holding: 0 shares.
Both individuals issued statements and commitments confirming no insider trading, market manipulation, or use of insider information. They vowed to surrender any profits if violations occur and not to trade or recommend trading Weidi shares until the transaction is completed or terminated.
Non-Natural Person Transactions:
- Zheshang Securities Co., Ltd. (Independent Financial Advisor):
- Proprietary stock account bought 38,600 shares and sold 38,600 shares during the period, ending with 0 shares.
- Explained these trades are normal business activities (ETF, LOF, portfolio, hedging, quant trading, market making), following information barrier rules and not using insider information.
4. Review Opinion and Impact
Zheshang Securities believes that, given the authenticity and completeness of self-inspection reports, statements, and commitments, and provided these promises are fulfilled, the share trading activities of relevant parties during the sensitive period do not constitute insider trading and do not pose substantial legal obstacles to the major asset restructuring.
5. Impact and Points Investors Should Note
- All trading activities have been checked and do not involve insider trading or market manipulation, supporting smooth progress of the restructuring.
- All relevant parties have committed not to trade company shares until the transaction is completed or terminated, reducing potential conflicts of interest.
- Any violation will require surrendering gains and legal liability.
- If the restructuring is successfully completed, it may impact company strategy and performance; investors are advised to monitor future disclosures.
- No major negative price-impacting factors found, but the restructuring remains price-sensitive; investors should pay attention to follow-up developments.
6. Conclusion
The self-inspection report and review opinion show that while share trading occurred during the sensitive period, no insider trading or other violations were found after statements, commitments, and advisor review. The restructuring itself is noteworthy, and investors should track subsequent events closely.
Disclaimer
This article is for reference only and does not constitute investment advice. Investors should assess risks and monitor company updates and regulatory requirements. The market entails risk; invest prudently.
