申能股份发布可转债网上中签率及优先配售结果公告
重点内容摘要
- 申能股份（证券代码：600642）成功完成向不特定对象发行可转换公司债券（简称“申能转债”，债券代码：110103），发行总额为人民币20亿元。
- 本次发行由华泰联合证券、东方证券、中信建投证券联席主承销。
- 原股东优先配售比例高达71.13%，共计认购14,225.41万手，认购金额达14.22541亿元。
- 社会公众投资者通过网上申购认购比例为28.87%，最终中签率为0.00577325%，有效申购数量为10,002,321,283手，实际获配577,459手，认购金额为5.77459亿元。
- 认购资金不足部分将由主承销商包销，包销比例原则上不超过总额的30%，即最高可包销金额为6亿元。
- 若认购金额不足发行总额的70%，或最终缴款认购金额未达70%，发行人及主承销商有权中止发行，并择机重启。
- 投资者若连续12个月内有3次中签未足额缴款，将被限制6个月内不得参与新股、存托凭证、可转债、可交换债网上申购。
- 可转债上市时间将另行公告。
详细解读
申能股份有限公司公告显示，本次可转债发行已获中国证监会证监许可〔2026〕422号文注册批准。本次发行总额为20亿元，具体发行流程及结果如下：
发行结构与认购结果
- 原股东优先配售：原股东通过优先配售认购1,422,541手，金额达1,422,541,000元，占比71.13%。
- 网上社会公众投资者：有效申购户数达10,041,603户，有效申购数量高达10,002,321,283手，但最终获配仅577,459手，金额577,459,000元，占比28.87%，中签率极低，仅为0.00577325%。
- 网下机构投资者：本次未向网下机构投资者发行。
- 最终配售：总计发行20亿人民币（2,000,000手），全部配售完毕。
认购及缴款注意事项
- 中签投资者需在2026年7月28日(T+2日)日终前确保资金账户有足额认购资金，否则视为放弃认购，后果与法律责任由投资者自行承担。放弃认购的最小单位为1手。
- 放弃认购部分将由华泰联合证券、中信建投证券进行包销。
- 若认购比例或缴款比例低于70%，发行有可能中止，并在批文有效期内择机重启。
- 包销比例原则上不超过30%，即最高6亿元。如超出需进行风险评估并与发行人沟通，决定是否调整包销比例或中止发行。
- 连续12个月内累计3次中签但未足额缴款，投资者将被限制6个月内不得参与网上申购。
摇号抽签及上市安排
- 发行人及联席主承销商将在2026年7月27日（T+1日）组织摇号抽签仪式，7月28日（T+2日）公布中签结果。每个中签号可认购1手（1,000元）申能转债。
- 申能转债上市时间将另行公告，投资者需关注后续通知。
投资者关注事项及潜在影响
- 原股东优先配售比例高，表明大股东及持股机构对公司未来发展及可转债投资价值具有较高信心。
- 网上中签率极低，社会公众投资者热情高涨，显示市场对申能股份可转债的关注度高。
- 若出现认购不足或包销比例超限，将影响公司融资进度及市场信心，需投资者持续关注后续公告。
- 本次可转债成功发行将增强公司资本实力，有利于未来业务扩展，对公司中长期发展及股价具有积极影响。
联系方式
- 申能股份有限公司证券部联系电话：021-33570888，上海市闵行区虹井路159号5楼。
- 华泰联合证券：021-38966571，上海市浦东新区东方路18号保利广场E座20层。
- 东方证券：021-23153809，上海市黄浦区中山南路119号东方证券大厦。
- 中信建投证券：010-56051583，北京市朝阳区景辉街16号院1号楼泰康集团大厦10层。
投资者建议
申能股份本次可转债发行认购热烈，原股东认购比例高，显示对公司前景有信心。投资者需关注后续上市时间及包销情况，密切关注资金到账及认购进度。可转债上市后，可能对申能股份股价及投资者信心产生积极影响。
免责声明
本文仅为信息披露解读，不构成任何投资建议。投资者需根据自身风险承受能力及市场变化做出独立决策。申能股份及相关承销商联系方式仅供参考，投资风险请自担。
English Version:
Shenergy Announces Convertible Bond Online Winning Rate and Priority Placement Results
Key Highlights
- Shenergy (stock code: 600642) has successfully issued RMB 2 billion convertible bonds (“Shenergy Convertible Bond”, code: 110103) to unspecified investors.
- The joint lead underwriters are Huatai United Securities, Orient Securities, and CITIC Securities.
- Priority placement to existing shareholders reached 71.13%, with subscription of 14,225.41 lots (RMB 1.422541 billion).
- Public investors through online subscription accounted for 28.87%, with a final winning rate of 0.00577325%. Valid subscription volume was 10,002,321,283 lots, actual allocation was 577,459 lots (RMB 577.459 million).
- Any unsubscribed funds will be underwritten by the lead underwriters, with a maximum underwriting ratio of 30% (RMB 600 million).
- If the total subscription or payment ratio falls below 70%, the issuer and underwriters may suspend the issuance and restart later.
- Investors with three failed payments after winning online subscriptions within 12 months will be banned from participating in IPOs, DRs, convertible bonds, or exchangeable bonds for 6 months.
- The listing date for the convertible bond will be announced separately.
Detailed Review
Shenergy’s convertible bond issuance was approved by the CSRC (2026 license No. 422). The issuance process and results are as follows:
Issuance Structure and Subscription Results
- Priority Placement to Existing Shareholders: Existing shareholders subscribed 1,422,541 lots, totaling RMB 1,422,541,000 (71.13% of total).
- Online Public Investors: Valid subscription accounts reached 10,041,603, with a total valid subscription volume of 10,002,321,283 lots. Actual allocation was 577,459 lots (RMB 577,459,000), accounting for 28.87%. The winning rate was extremely low at 0.00577325%.
- Offline Institutional Investors: No allocation to offline institutions in this round.
- Total Allocation: RMB 2 billion (2,000,000 lots) fully allocated.
Subscription and Payment Reminders
- Winning investors must ensure sufficient funds in their accounts by July 28, 2026 (T+2), or their allocation will be forfeited. Minimum forfeiture unit is 1 lot.
- Forfeited lots will be underwritten by Huatai United Securities and CITIC Securities.
- If subscription or payment ratio falls below 70%, the issuance may be suspended and restarted later.
- Underwriting ratio is capped at 30% (RMB 600 million). If exceeded, risk assessment and consultation with the issuer will determine whether to adjust the ratio or suspend the issuance.
- Investors with three failed payments after winning within 12 months will be banned from online subscriptions for 6 months.
Lottery and Listing Arrangements
- The lottery drawing will be held on July 27, 2026 (T+1), and results announced on July 28 (T+2). Each winning number can subscribe for 1 lot (RMB 1,000).
- The listing date for the convertible bond will be announced separately.
Investor Focus and Potential Impact
- High priority placement ratio indicates strong confidence by major shareholders and institutions in Shenergy’s future and convertible bond value.
- Extremely low online winning rate reflects strong public investor interest and high demand.
- If subscription or underwriting ratio issues arise, it may affect financing progress and market confidence. Investors should closely monitor subsequent announcements.
- The successful issuance will enhance Shenergy’s capital base and support future business expansion, potentially positively impacting stock price and long-term development.
Contact Information
- Shenergy Securities Department: 021-33570888, 5th Floor, No. 159 Hongjing Road, Minhang District, Shanghai.
- Huatai United Securities: 021-38966571, 20th Floor, E Block, Poly Plaza, No. 18 Dongfang Road, Pudong, Shanghai.
- Orient Securities: 021-23153809, Orient Securities Building, No. 119 Zhongshan South Road, Huangpu, Shanghai.
- CITIC Securities: 010-56051583, 10th Floor, Taikang Group Building, No. 16 Jinghui Street, Chaoyang, Beijing.
Investor Advice
Shenergy’s convertible bond issuance was highly subscribed, with significant participation by existing shareholders. Investors should monitor subsequent listing dates and underwriting developments, and ensure timely payment for successful subscription. The convertible bond’s listing may positively affect Shenergy’s share price and investor sentiment.
Disclaimer
This article is for information disclosure interpretation purposes only and does not constitute investment advice. Investors should make independent decisions based on their own risk tolerance and market conditions. Shenergy and relevant underwriters’ contact details are for reference only. Investment risks are borne by the investor.
