成都旭光电子股份有限公司完成限制性股票回购注销，业绩未达标导致股权激励失效
重要摘要：
- 旭光电子（600353）公告，公司2023年股票期权与限制性股票激励计划（第一期）第三个解除限售期业绩未达标，66名激励对象已获授但尚未解除限售的限制性股票共计1,165,080股被回购注销。
- 回购价格为4.74元/股，并加计中国人民银行公布的同期存款利率计算的利息。
- 本次回购注销将于2026年5月14日完成，股本将由829,976,239股减少至828,811,159股。
- 本次事项不需再次提交股东大会审议，已履行决策程序和信息披露，未收到债权人异议。
- 公司承诺已充分告知激励对象相关事宜，激励对象未表示异议，如有纠纷公司将承担法律责任。
- 法律意见书认为本次回购注销合法有效，资金来源、回购价格等符合相关规定。
投资者需关注：
- 公司股权激励计划解除限售期业绩未达标，显示公司经营业绩未能达到预期目标，或反映公司阶段性业绩压力。
- 1,165,080股限制性股票回购注销后，公司总股本略有下降，激励对象核心人员未能获得股份激励，或影响公司未来人才激励和管理层士气。
- 本次回购注销所涉及的股本变动虽相对总股本占比很小，但业绩考核未达标可能引发市场对公司经营状况和管理团队能力的关注。
- 该公告为公司股权激励计划执行中的重要节点，可能对公司股价产生影响，投资者应高度关注公司后续业绩表现及股权激励计划调整。
- 公司已履行债权人通知义务，未收到异议，后续将依法办理工商变更。
详细内容：
旭光电子于2026年3月18日召开董事会会议，通过回购注销方案，根据2022年年度股东大会授权，相关事项无需再提交股东会审议。激励计划规定，若业绩未达目标，所授限制性股票不得解除限售，公司需按授予价格加同期利息回购注销。申报期内未收到债权人申报，公司已在中国证券登记结算有限责任公司上海分公司开设回购专用账户，并提交回购申请，预计2026年5月14日完成注销。注销后，公司有限售条件流通股为零，无限售条件流通股为828,811,159股。董事会声明回购注销程序合法合规，未损害激励对象和债权人权益，并承诺如有纠纷将承担法律责任。法律意见书认可本次回购注销的合法性和合规性，后续公司将履行信息披露和工商变更手续。
免责声明：
本新闻稿仅供参考，不构成任何投资建议。投资者需根据自身情况谨慎决策，市场有风险，投资需谨慎。
Chengdu Xuguang Electronics Completes Restrictive Stock Buyback & Cancellation — Failure to Meet Performance Targets Nullifies Incentive Plan
Key Highlights:
- Xuguang Electronics (600353) announced that its 2023 stock option and restrictive stock incentive plan (Phase I) failed to meet performance targets for the third unlocking period. 66 incentive recipients will have 1,165,080 unvested restricted shares bought back and cancelled.
- The buyback price is RMB 4.74 per share, plus interest calculated based on the corresponding period’s PBOC deposit rate.
- The buyback and cancellation will be completed on May 14, 2026, reducing the total share capital from 829,976,239 shares to 828,811,159 shares.
- No further shareholder meeting approval is required; all relevant disclosure and procedural requirements have been met, and no creditor objections were received.
- The company confirms all affected incentive recipients have been informed, with no objections raised. If disputes arise, the company will bear related legal responsibilities.
- The legal opinion affirms the legitimacy and validity of the buyback and cancellation, as well as its compliance with relevant laws and the incentive plan.
Investor Focus:
- The failure to meet incentive plan performance targets signals that the company’s operational results fell short of expectations, possibly indicating interim pressure on business performance.
- After buyback and cancellation, the total share capital decreases slightly, and core personnel will not receive their incentive shares, which could impact future talent motivation and executive morale.
- While the share capital change is minor, the failure to meet performance goals may prompt market concerns about company management and performance.
- This announcement marks a key execution point in the incentive plan and could affect the share price. Investors should closely monitor subsequent performance and any adjustments to incentive schemes.
- The company has fulfilled creditor notification obligations, received no objections, and will proceed with business registration changes as required.
Detailed Content:
On March 18, 2026, the Board approved the buyback and cancellation proposal. Per prior shareholder authorization, further shareholder approval is not needed. The incentive plan stipulates that if performance targets are not met, restricted shares cannot be unlocked and must be bought back at grant price plus accrued interest. No creditor claims were received during the notification period. The company opened a dedicated buyback account with China Securities Depository and Clearing Shanghai Branch and submitted a cancellation request, expecting completion by May 14, 2026. After cancellation, restricted shares drop to zero, with 828,811,159 unrestricted shares remaining. The Board affirms legal compliance and no harm to recipients or creditors, pledging to bear legal liability in case of disputes. The legal opinion confirms the legitimacy and compliance of the buyback and cancellation; the company will fulfill disclosure and registration requirements.
Disclaimer:
This news release is for informational purposes only and does not constitute investment advice. Investors should make prudent decisions based on their own situations. The market involves risks; invest cautiously.
