NewtekOne, Inc. Files Form 8-K: Key Developments and Securities Overview

Date of Report: April 1, 2026
Filed: April 3, 2026
Company: NewtekOne, Inc. (NASDAQ: NEWT)

Key Points from the 8-K Filing

• Form 8-K Filing: NewtekOne, Inc. filed a Form 8-K, which is used to announce significant events that shareholders should know about.
• Securities Overview: The report details the company’s registered securities, including common stock and a series of notes with varying maturities and interest rates, as well as depositary shares tied to preferred stock.
• No Written, Soliciting, or Tender Offer Communications: The company indicated “false” to written communications under Rule 425, soliciting material under Rule 14a-12, and both pre-commencement tender offer rules, signaling no such activity concurrent with this filing.
• Not an Emerging Growth Company: NewtekOne, Inc. confirmed it is not considered an Emerging Growth Company under the securities laws.
• Corporate Details: Principal executive offices are located at 4800 T Rex Avenue, Suite 120, Boca Raton, FL 33431. Phone: (212) 356-9500.
• Change of Company Name: The company was formerly known as Newtek Business Services Corp. until September 30, 2013.
• Departure & Appointment of Directors/Officers: The filing references Item 5.02, which relates to the departure/election/appointment of certain directors and officers, as well as their compensatory arrangements. However, the filing states that the detailed employment agreements will be filed as exhibits in the next Form 10-Q and that the terms of the Change in Control Agreements remain unchanged from the last annual report.

Full List of Registered Securities

What Shareholders Need to Know

• Director and Officer Changes: The company has reported changes in its board of directors and/or executive officers, as well as new employment agreements. However, the filing notes that the full details will be disclosed in the next quarterly report (Form 10-Q). The Change in Control Agreements remain unchanged from the last annual filing.
• Potential Impact: While the fact of director/officer changes and new employment agreements can be material and may influence share price—especially if key individuals are departing or joining—the lack of immediate details in this 8-K limits the actionable information for shareholders. Investors should closely monitor the forthcoming 10-Q for specific terms and individuals affected, which could be price sensitive.
• Stable Security Registration: All major securities remain actively registered and traded on the NASDAQ Global Market, with no indication of delisting or changes in status.
• No Corporate Actions or Offers: There are no new tender offers, written communications under Rule 425, or soliciting materials associated with this filing, reducing the likelihood of near-term corporate actions that would affect share value.
• No Indication of Emerging Growth Status: The company does not benefit from exemptions or reduced reporting as an Emerging Growth Company, which may appeal to investors seeking mature, established firms.

Conclusion

This filing is primarily administrative and signals forthcoming detailed disclosures regarding director/officer changes and their compensation in the next quarterly report. While such changes can impact governance and potentially the valuation of the company, the absence of specifics in this 8-K means investors will need to wait for the Form 10-Q for actionable and price-sensitive information. There are no immediate corporate actions, security delistings, or tender offers disclosed in this filing.

Disclaimer

This article is for informational purposes only and does not constitute investment advice. Investors should review the company’s official SEC filings and consult their financial advisors before making investment decisions. The information herein is based on the company’s SEC filings as of April 2026 and may not reflect subsequent events or disclosures.

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