广州地铁设计研究院股份有限公司控股股东权益被动稀释公告详解

要点摘要

• 控股股东广州地铁集团有限公司持股比例被动稀释：因公司向特定对象发行股票募集配套资金，控股股东及实际控制人持股比例由78.56%被动稀释至77.00%，下降1.56个百分点，触及1%整数倍。
• 本次变动不影响控股权结构：公司控股股东、实际控制人及其一致行动人未发生变化，仍为广州地铁集团有限公司。
• 股份发行与上市时间：此次定向增发人民币普通股（A股）9,126,785股，每股发行价14.00元，募集资金总额1.28亿元，新增股份将于2026年3月30日在深圳证券交易所上市。
• 对股东的影响：本次权益变动不涉及要约收购，也未违反相关法律法规及承诺。现有股东持股数量不变，仅因总股本扩大导致持股比例下降。
• 信息披露合规：公司承诺将继续督促信息披露义务人严格执行信息披露义务，无需披露权益变动报告书。

公告详细内容

一、事件背景与核心内容

广州地铁设计研究院股份有限公司（证券简称：地铁设计，证券代码：003013）发布公告称，因公司发行股份购买资产并募集配套资金，向特定对象定向增发9,126,785股A股，每股面值1元，发行价14.00元，总计募集资金127,774,990元。此次增发股份将于2026年3月30日在深交所上市，公司总股本由451,631,016股增至460,757,801股。

值得注意的是，控股股东广州地铁集团有限公司及其一致行动人未参与此次认购，持股总数未变，但因总股本扩张，持股比例由78.56%被动稀释至77.00%，下降1.56个百分点，触及1%整数倍。

二、股东结构变化明细

本次变动纯属被动稀释，控股股东未进行买卖操作，不存在违反《证券法》及相关法规的情形，也无需披露权益变动报告书。

三、对投资者和股东的影响

• 控股股东持股比例下降，但控股权未被削弱，实际控制人未发生变化。
• 本次定向增发有助于公司补充资本、支持未来业务发展，但短期内可能由于控股股东持股比例被动下降被市场关注，或对短期股价产生一定影响。
• 现有流通股东持股比例亦被动下降，但持股数量不变。
• 此次增发不会引发要约收购，亦不涉及表决权受限等特殊情况。
• 公司信息披露合规，公告为例行披露，无重大违法违规风险，可保持关注。

四、后续事项与合规说明

• 公司将继续督促信息披露义务人严格履行信息披露义务。
• 相关变动数据以中国证券登记结算有限责任公司明细、律师书面意见等备查文件为准。
• 本次公告无须履行已作出的承诺、意向或计划。

结论

此次公告虽未导致控股权变更，但因涉及新增股份上市及控股股东持股比例被动稀释，可能引发市场对公司股权结构及未来发展关注，属于投资者应重点关注的事项。建议投资者密切关注公司后续经营与资本运作动态。

免责声明：本新闻稿仅供参考，不构成任何投资建议。投资者应根据自身判断及风险承受能力做出投资决策，相关信息以公司公告为准。

English Version

Detailed Analysis: Guangzhou Metro Design & Research Institute Co., Ltd. Controlling Shareholder’s Passive Dilution Announcement

Key Points

• Passive Dilution of Controlling Shareholder’s Stake: Due to a private placement to specific investors, the controlling shareholder and actual controller’s shareholding ratio decreased from 78.56% to 77.00%, a drop of 1.56 percentage points, reaching a 1% integer threshold.
• No Change to Control Structure: The controlling shareholder, Guangzhou Metro Group Co., Ltd., and its concerted actors remain unchanged as the actual controller.
• Issuance and Listing Details: 9,126,785 A-shares issued at CNY 14.00 each, raising approximately CNY 127.78 million. The new shares will be listed on the Shenzhen Stock Exchange on March 30, 2026.
• Impact on Shareholders: No triggering of takeover offer. Existing shareholders’ share numbers remain unchanged, but their ratios decrease due to the expanded share base.
• Compliance and Disclosure: The company pledges continued strict information disclosure. No need to file an equity change report.

Announcement Details

1. Background and Core Content

Guangzhou Metro Design & Research Institute Co., Ltd. (stock code: 003013) announced a private placement of 9,126,785 A-shares at RMB 14.00 per share, raising RMB 127,774,990. The new shares will be listed on March 30, 2026, increasing total share capital from 451,631,016 to 460,757,801 shares.

Notably, the controlling shareholder, Guangzhou Metro Group Co., Ltd. and its concerted actors, did not participate in the placement. Their total shareholding remains unchanged, but due to the expanded share base, their ownership falls passively from 78.56% to 77.00%, a decrease of 1.56 percentage points.

2. Shareholding Structure Change Details

The change is purely passive dilution. No shares were bought or sold by the controlling shareholder. There is no violation of the Securities Law or related rules, and no equity change report is required.

3. Impact on Investors and Shareholders

• The controlling shareholder’s ratio falls but control remains unchanged.
• The private placement strengthens the company’s capital base for future business development. The dilution, however, may attract market attention and could impact short-term stock price.
• Existing shareholders’ ratios decrease but share counts remain the same.
• No takeover offer is triggered; no voting rights are restricted.
• Regular, compliant disclosure; no major legal or compliance risks.

4. Follow-up and Compliance

• The company will continue to enforce strict information disclosure obligations.
• All data subject to final confirmation by China Securities Depository and Clearing Corporation and legal opinions.
• No need to fulfill any previous commitments or plans.

Conclusion

While there is no change in control, the passive dilution and listing of new shares are significant events that may affect investor sentiment and share price. Investors should closely monitor the company’s ongoing operations and capital developments.

Disclaimer: This news article is for informational purposes only and does not constitute investment advice. Investors should make decisions based on their own judgment and risk tolerance. Please refer to official company announcements for definitive information.

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