盛屯矿业控股股东部分股份质押公告详细解读

一、公告要点概述

• 控股股东深圳盛屯集团有限公司（下称“深圳盛屯集团”）近期将其持有的部分盛屯矿业股份进行质押。
• 深圳盛屯集团持有公司457,494,897股，占总股本14.80%。公司实际控制人姚雄杰先生持股40,305,000股，占总股本1.30%。
• 截至本公告日，控股股东、实际控制人及一致行动人合计持有股份554,799,897股，占总股本17.95%。
• 本次及历史累计，控股股东及一致行动人累计质押股份300,280,000股，占其持有股份比例54.12%，占公司总股本比例9.72%。

二、本次股份质押详细信息

• 本次质押股份数量为4,800,000股，质押时间为2026年3月19日起至2031年9月2日到期，质权人为中国邮政储蓄银行股份有限公司厦门思明区支行。
• 本次质押股份占深圳盛屯集团所持股份比例为1.05%，占公司总股本0.16%。
• 质押融资资金用途为生产经营。
• 本次质押股份未用于重大资产重组业绩补偿等事项。

三、控股股东及一致行动人累计质押情况

合计质押股份占其持有股份比例54.12%，占公司总股本9.72%。

四、未来质押到期及偿还能力分析

• 深圳盛屯集团未来一年内到期质押股份6,625万股，占其持股数比例14.48%，占公司总股本比例2.14%，对应融资余额41,500万元。
• 深圳盛屯实业发展有限公司未来半年内到期质押股份1,170万股，占其持股比例20.53%，占公司总股本比例0.38%，对应融资余额5,000万元。
• 公司控股股东及一致行动人资信状况良好，具备偿还能力。若出现平仓风险，将通过提前还款、补充质押等方式应对。

五、对公司经营与股东的影响

• 本次控股股东股份质押事项不会对公司生产经营、主营业务、融资授信和持续经营能力产生影响。
• 不会对公司治理、上市公司独立性、控制权稳定、股权结构及业绩补偿义务产生影响。
• 控股股东及一致行动人不存在非经营性资金占用、违规担保、关联交易等损害公司利益的情况。
• 公司将持续关注质押情况及风险，并按规定及时披露相关信息。

六、投资者需重点关注的潜在风险及影响

• 高比例质押。控股股东及一致行动人累计质押股份比例达到其持股总数的54.12%，在市场波动时可能引发平仓风险，尤其在股价大幅下跌时需密切关注。
• 短期内存在较大规模质押到期。未来一年内有部分股份质押到期，控股股东的还款能力及补充质押措施对公司股价有一定影响。
• 虽然公司声称控制权、经营、融资等不受影响，但高比例质押在资本市场中通常被视为潜在风险，投资者需防范大股东出现资金链紧张的可能性。

七、结论

本次控股股东及其一致行动人的股份质押公告，整体未对公司经营及治理结构造成直接影响，但高比例质押及较大规模的到期压力，仍可能对股价产生一定情绪面影响。投资者需持续关注公司后续公告及大股东质押情况变化。

免责声明：本文内容仅供参考，不构成投资建议。股市有风险，投资需谨慎。请投资者根据自身情况理性决策。

English Version

Detailed Analysis of Shengton Mining’s Controlling Shareholder’s Partial Share Pledge

1. Key Points Summary

• Controlling shareholder Shenzhen Shengton Group Co., Ltd. (“Shenzhen Shengton Group”) recently pledged part of its shares held in Shengton Mining.
• Shenzhen Shengton Group holds 457,494,897 shares (14.80% of total capital); the actual controller, Mr. Yao Xiongjie, holds 40,305,000 shares (1.30% of total capital).
• As of the announcement date, the controlling shareholder, actual controller, and acting-in-concert parties collectively hold 554,799,897 shares, accounting for 17.95% of total capital.
• Including the latest and previous pledges, the group has pledged 300,280,000 shares, representing 54.12% of their holdings and 9.72% of total company capital.

2. Detailed Information on the Latest Share Pledge

• This pledge involves 4,800,000 shares, effective from March 19, 2026 to September 2, 2031, with the pledgee being Postal Savings Bank of China, Xiamen Siming District Branch.
• The pledged shares account for 1.05% of Shenzhen Shengton Group’s shares and 0.16% of total company capital.
• The pledged funds are to be used for production and operation.
• No shares pledged are for major asset restructuring or performance compensation purposes.

3. Cumulative Pledge Situation

Total pledged shares represent 54.12% of their aggregate holdings and 9.72% of total company capital.

4. Expiry and Repayment Capability Analysis

• Within the next year, Shenzhen Shengton Group has 66.25 million shares due for pledge expiry, accounting for 14.48% of its holdings and 2.14% of total capital, with a loan balance of 415 million RMB.
• Within the next half year, Shenzhen Shengton Industrial Development Co., Ltd. has 11.7 million shares due, representing 20.53% of its holdings and 0.38% of total capital, with a loan balance of 50 million RMB.
• The controlling shareholders and acting-in-concert parties have good credit and repayment capability. In case of forced liquidation risk, measures such as early repayment or additional pledges will be taken.

5. Impact on Company Operations and Shareholders

• This pledge does not affect company operations, main business, financing facilities, or business continuity.
• It does not affect corporate governance, listing independence, control stability, equity structure, or performance compensation obligations.
• No non-operational fund occupation, illegal guarantee, or related-party transactions harming company interests by the controlling shareholders or acting-in-concert parties.
• The company will keep monitoring pledge risks and disclose information as required.

6. Key Risks and Potential Price-Sensitive Issues for Investors

• High Pledge Ratio: The controlling shareholders and acting-in-concert parties have pledged 54.12% of their holdings, which may pose forced selling (margin call) risks if the share price drops sharply.
• Significant Pledge Expiry in the Near Term: Large amounts of shares will reach expiry within the next year, and the controlling shareholders’ repayment ability and supplementary measures may affect market sentiment and share price.
• While the company claims no impact on control or operations, a high pledge ratio is typically regarded as a risk factor by the market; investors should pay close attention to possible liquidity issues with major shareholders.

7. Conclusion

The announcement indicates no immediate operational risks, but the high proportion of pledged shares and the upcoming pledge expiries may affect investor sentiment and potentially influence the share price. Investors are advised to closely monitor further disclosures and any changes in the pledge situation.

Disclaimer: This article is for reference only and does not constitute investment advice. Please assess your own risk tolerance before making investment decisions.

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