国投资本股份有限公司公布股份回购实施结果及股份变动公告

公告要点

• 回购方案首次披露日：2025年4月10日
• 回购实施期限：2025年4月9日~2026年4月8日
• 预计回购金额：2亿元~4亿元人民币
• 回购价格上限：8.77元/股（调整后）
• 回购用途：用于转换公司可转债
• 实际回购股份数：2,673.27万股
• 实际回购股份占总股本比例：0.42%
• 实际回购金额：20,000.06万元
• 实际回购价格区间：7.17元/股~7.83元/股

详细回购情况及方案内容

国投资本股份有限公司于2025年4月9日召开董事会，审议并通过以集中竞价交易方式回购部分A股股份。回购资金总额不低于2亿元，不超过4亿元，回购价格不超过8.90元/股。回购期限为董事会审议通过方案之日起12个月内。

由于公司实施2024年度权益分配方案，回购价格上限自2025年7月17日起调整为8.77元/股。

回购实施进展

公司于2025年9月18日首次实施回购，并于2026年3月13日累计回购2,673.27万股，占公司总股本的0.42%，总金额为2亿元，回购价格在7.17元/股至7.83元/股之间。回购金额达到方案下限，未超过上限，符合相关法律法规和公司此前披露的回购方案。回购方案已全部实施完毕。

回购对公司的影响

公司董事会认为，本次回购不会对公司经营、财务及未来发展产生重大影响。回购完成后，公司控制权不变，股权分布仍符合上市条件，不影响上市地位。

相关主体买卖股票情况

经核查，自首次披露回购方案至公告日，公司控股股东、实际控制人及一致行动人、董事、高级管理人员均未买卖公司股票。

股份变动及后续安排

回购前后股份变动如下：

• 回购前无限售条件流通股份：6,393,981,307股
• 回购后无限售条件流通股份：6,393,985,434股
• 回购专用证券账户：回购后新增26,732,660股，占总股本0.42%

因“国投转债”处于转股期，回购完成后股份总数较回购前有所增加，系部分可转债转股所致。

已回购股份的处理

本次回购的2,673.27万股用于转换公司发行的可转换债券。如36个月内未使用，则未使用回购股份将注销。这些股份存放于回购专用账户，不享有表决权、利润分配、公积金转增股本、配股、质押等权利。公司将按照披露用途使用已回购股份，并履行相应决策和信息披露义务。

投资者重点关注事项

• 股份回购完成，资金规模和股份数量均符合预期，未超出上限。
• 回购股份用途明确，主要用于转换可转债，若未按计划使用，股份将被注销。
• 回购股份不享有股东权利，且不影响公司控制权及上市地位。
• 控股股东及高管无违规买卖股票行为。
• 因可转债转股，股份总数略有上升。

本次公告确认公司回购方案已全部实施完毕，回购股份后续将用于可转债转换，若未用则注销。此信息对投资者具有较强参考意义，可能影响市场对公司股价的预期。

免责声明

本文信息来源于公司公告，仅供投资者参考，不构成投资建议。投资者应根据自身情况理性决策，公司及作者不对因据此信息操作产生的任何损失负责。

Guotou Capital Co., Ltd. Announces Completion of Share Buyback and Share Changes

Key Points

• First Disclosure Date of Buyback Plan: April 10, 2025
• Buyback Period: April 9, 2025 ~ April 8, 2026
• Estimated Buyback Amount: RMB 200 million ~ 400 million
• Buyback Price Cap: RMB 8.77/share (adjusted)
• Buyback Purpose: For conversion of the company’s convertible bonds
• Actual Number of Shares Bought Back: 26.73 million shares
• Actual Buyback Percentage of Total Shares: 0.42%
• Actual Buyback Amount: RMB 200 million
• Buyback Price Range: RMB 7.17 ~ 7.83/share

Detailed Buyback Plan and Execution

Guotou Capital’s board approved a buyback plan via centralized bidding on April 9, 2025. Total funds: RMB 200–400 million, price cap: RMB 8.90/share, valid for 12 months from board approval. Due to 2024 dividend distribution, price cap was adjusted to RMB 8.77/share from July 17, 2025.

Buyback Progress

First buyback executed September 18, 2025. By March 13, 2026, 26.73 million shares had been repurchased, representing 0.42% of total shares, with total funds of RMB 200 million at prices between RMB 7.17–7.83/share. Buyback met the lower limit, did not exceed the upper limit, and complied with laws and the disclosed plan. The buyback plan is now complete.

Impact on the Company

The board affirms the buyback will not significantly impact operations, finances, or future development. After buyback, control is unchanged, share distribution still complies with listing requirements, and the company’s listing status is unaffected.

Shareholder and Insider Trading Status

From the first disclosure to this announcement, controlling shareholder, actual controller, related parties, directors, and senior management have not traded company shares.

Share Changes and Follow-Up

• Pre-buyback unrestricted shares: 6,393,981,307
• Post-buyback unrestricted shares: 6,393,985,434
• Buyback special account: 26,732,660 shares (0.42% of total)

Due to convertible bond conversion, total shares increased compared to pre-buyback period.

Handling of Repurchased Shares

All 26.73 million shares repurchased are intended for convertible bond conversion. If not used within 36 months, unused shares will be cancelled. Repurchased shares are held in a special account and do not enjoy shareholder rights (voting, dividends, capital increase, rights issue, pledge). The company will use the shares as disclosed and fulfill all decision-making and disclosure obligations.

Investor Key Takeaways

• Buyback completed as planned, with expected funds and quantity.
• Repurchased shares are for convertible bond conversion; unused shares will be cancelled.
• No impact on control or listing status; buyback shares lack shareholder rights.
• No insider trading violations by major shareholders or management.
• Total shares increased slightly due to convertible bond conversion.

This announcement confirms completion of the buyback plan. Repurchased shares will be used for convertible bond conversion or cancelled if not used. This may affect investor expectations and potentially impact share price.

Disclaimer

This article is based on the company’s official announcement and is for informational purposes only. It does not constitute investment advice. Investors should make decisions based on their own judgment. The company and the author take no responsibility for losses arising from actions based on this information.

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