生益科技重大股东可交换债券担保及信托登记完成公告详解

公告要点汇总

• 生益科技（股票代码：600183）持股5%以上股东——广东省广新控股集团有限公司（简称“广新集团”）以持有的部分生益科技股票为标的，拟非公开发行不超过30亿元可交换公司债券。
• 该可交换债券已于2025年10月获得上海证券交易所无异议函，第一期债券名称为“广东省广新控股集团有限公司2026年面向专业投资者非公开发行科技创新可交换公司债券（第一期）”。
• 广新集团已完成相关担保及信托登记，将2000万股生益科技股票（占公司总股本0.82%）划入担保及信托专户。
• 本次担保及信托登记由中信证券受托管理，信托财产专户名为“广新集团-中信证券-26GXKEB1担保及信托财产专户”。
• 登记完成后，广新集团直接持有公司股份5.48亿股（22.56%），通过信托专户持有2000万股（0.82%），整体持股不变，但部分股份进入担保状态。
• 信托专户股票在行使表决权时，中信证券将按广新集团意见办理，但不得损害债券持有人利益。
• 本次操作不会导致控股股东及实际控制人发生变化，不构成要约收购。

对投资者的影响与需关注事项

• 股东股份担保及信托登记：部分股份进入担保及信托状态，若未来债券持有人行权，将对生益科技股权结构产生一定影响，可能引发市场关注。
• 可交换公司债券发行：广新集团可将所持股份用于债券交换，若债券转股，将导致生益科技部分股份流入市场，可能影响股价。
• 股权稳定性：本次操作不会改变控股股东及实际控制人，股权结构暂时稳定，未触发要约收购。
• 信息披露与风险提示：公司将持续关注广新集团可交换公司债券发行及后续进展，及时披露相关信息。投资者需注意此类金融操作可能带来的市场波动及潜在风险。
• 表决权安排：信托专户股票的表决权由中信证券按广新集团意见行使，但需保障债券持有人利益，表决权实际控制未发生变动。

详细事件描述

生益科技持股5%以上股东广新集团计划以持有的部分公司股票作为标的，非公开发行不超过30亿元可交换公司债券。首期债券已获得监管批复并进入发行流程。为保障债券持有人权益，广新集团与中信证券签署了股票担保及信托合同，将2000万股生益科技股票及其孳息作为信托财产委托给中信证券。中信证券已在中国证券登记结算有限责任公司上海分公司开立专户，完成信托登记。信托专户所持股票在公司证券持有人名册上登记，并在发行前已完成相关手续。

登记完成后，广新集团直接持有生益科技股份约5.48亿股（22.56%），通过信托专户持有2000万股（0.82%）。此次操作不会导致控股股东或实际控制人发生变化，不触发要约收购，但部分股份进入担保及信托状态，未来若债券持有人行权，将存在股份转让风险。

公司提醒广大投资者注意投资风险，后续相关事项将持续披露。

免责声明

本文内容仅为信息披露与投资参考，不构成任何投资建议。请投资者根据自身风险偏好谨慎决策，市场波动不可控，相关信息以公司官方公告为准。

Detailed Analysis: Shengyi Technology Shareholder Bond Trust Registration Completed

Key Highlights

• Shengyi Technology (stock code: 600183) major shareholder Guangdong Guangxin Holdings Group Co., Ltd. (“Guangxin Group”) plans to issue up to RMB 3 billion non-public exchangeable corporate bonds backed by part of its shares in Shengyi Technology.
• The bond has received the “no objection” letter from Shanghai Stock Exchange in October 2025; the first tranche is titled “Guangdong Guangxin Holdings Group Co., Ltd. 2026 Professional Investors Non-public Technology Innovation Exchangeable Corporate Bond (First Tranche)”.
• Guangxin Group has completed the relevant collateral and trust registration, transferring 20 million shares of Shengyi Technology (0.82% of total shares) into the collateral and trust account.
• The collateral and trust are managed by CITIC Securities, with a dedicated account named “Guangxin Group-CITIC Securities-26GXKEB1 Collateral and Trust Property Account”.
• After registration, Guangxin Group directly holds 547,979,502 shares (22.56%) and indirectly holds 20 million shares (0.82%) via the trust account; overall shareholding unchanged, but portion now in collateral status.
• Voting rights of shares in the trust account are exercised by CITIC Securities according to Guangxin Group’s instructions, but must protect bondholders’ interests.
• This transaction does not change the controlling shareholder or actual controller and does not trigger a takeover offer.

Investor Impact & Points to Watch

• Shares in Collateral/Trust: Part of Guangxin Group’s stake is now collateralized and placed in trust. If bondholders exercise conversion rights in the future, it may affect Shengyi Technology’s shareholding structure and could attract market attention.
• Exchangeable Bond Issuance: Guangxin Group can use these shares for bond conversion. If bonds are converted, it may lead to shares entering the market, potentially impacting price.
• Shareholding Stability: The operation does not affect the controlling shareholder or actual controller; shareholding structure remains stable for now, no takeover triggered.
• Disclosure & Risk: The company will monitor the bond issuance and subsequent developments, with timely disclosure. Investors should note possible volatility resulting from this financial operation.
• Voting Arrangement: The trust account shares’ voting rights are exercised by CITIC Securities per Guangxin Group’s instructions, but must safeguard bondholders’ interests. Actual control remains unchanged.

Event Details

Guangxin Group, a major shareholder of Shengyi Technology, plans to issue up to RMB 3 billion non-public exchangeable bonds backed by part of its shares. The first tranche has regulatory approval and is entering the issuance stage. To protect bondholder interests, Guangxin Group signed a collateral and trust contract with CITIC Securities and transferred 20 million shares plus their income to CITIC as trust property. CITIC Securities opened a specialized account with China Securities Depository and Clearing Shanghai branch, and the trust registration is completed. The shares are now registered under the trust account in the company’s shareholder registry.

Post-registration, Guangxin Group directly holds about 547.98 million shares (22.56%) and holds 20 million shares (0.82%) via the trust account. This does not change the controlling shareholder or actual controller, nor trigger a takeover offer, but some shares are now collateralized. If bondholders convert, share transfer risk may arise.

The company reminds investors to pay attention to investment risks, and will continue to disclose relevant developments.

Disclaimer

This article is for information and reference only and does not constitute investment advice. Investors should assess their own risk tolerance and make prudent decisions. Market volatility is possible, and official company disclosures prevail.

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