山西科新发展与实际控制人连宗盛签署附条件生效股份认购协议，拟募资3.01亿元

一、事件概述

山西科新发展股份有限公司（以下简称“公司”）于2026年3月13日与实际控制人连宗盛先生签署了《附条件生效的股份认购协议》，连宗盛先生拟以现金方式认购公司本次向特定对象发行的A股股票，拟认购股份数量为26,252,097股，募集资金总额为30,137.41万元（约3.01亿元），募集资金规模最终以监管机构批复为准。

二、交易核心要点及影响

• 本次认购构成关联交易，但不涉及《上市公司重大资产重组管理办法》规定的重大资产重组。
• 连宗盛先生为公司实际控制人，通过深圳市科新实业控股有限公司及其一致行动人合计控制公司28.23%股权。
• 认购价格为11.48元/股，不低于定价基准日前20个交易日A股交易均价的80%。定价基准日为董事会审议发行方案决议公告日（2026年3月14日）。
• 募集资金主要用于补充流动资金，有助于增强公司资金实力、改善流动性、提升净资产和总资产规模、优化资产负债结构、降低资产负债率及提升抗风险能力。
• 本次发行不会导致公司控制权发生变化，也不会出现资金、资产被实际控制人占用或为其担保的情形。
• 股份限售期为公司完成新股登记之日起36个月。
• 认购资金来源为连宗盛自有及自筹资金，资金来源合法合规。
• 本次发行尚需公司股东大会审议通过、上交所审核通过及中国证监会同意注册后方可实施，存在不确定性，投资者需关注风险。

三、具体协议主要条款

• 认购数量及金额：连宗盛拟认购26,252,097股，认购金额3.01亿元（最终以审批为准）。
• 认购方式：全部以现金认购。
• 认购资金来源：自有及自筹资金，且不存在上市公司直接或间接提供财务资助、补偿或其他协议安排。
• 股份限售安排：限售期36个月，自股份登记完成之日算起，限售期内不得转让。
• 利润分配：本次发行结束后，公司发行前的滚存未分配利润由新老股东按持股比例共享。
• 违约责任：任一方违约需承担实际经济损失赔偿责任；如因监管或市场原因协商解除协议则不认定为违约。
• 协议生效条件：需董事会、股东会通过，上交所审核及证监会注册后生效。

四、对股东的重要提示及潜在股价影响因素

• 连宗盛作为实际控制人增持公司股份，显示其对公司未来发展的信心及对发展战略的支持，这一举措有望提振市场信心，并可能对股价产生正面影响。
• 募集资金将全部用于补充流动资金，有助于提升公司运营效率和偿债能力，改善财务结构，增强抗风险能力。
• 本次认购价格在市场基础上合理定价，避免稀释中小股东利益，符合公开、公平、公正原则。
• 交易尚待多项监管审批，存在不确定因素，需投资者关注政策变化与审批进展。
• 本次发行不会导致控制权变更，也无历史类似关联交易，减少了关联方利益输送的担忧。

五、后续流程及股东须知

本次关联交易已获得公司董事会及相关专门委员会审议通过，独立董事一致认为本次向特定对象发行股票方案切实可行，有利于公司长远发展，发行价格及定价原则符合国家相关规定。后续还需提交股东大会审议，并取得上交所审核通过及证监会注册批复后方可实施。所有与本次关联交易有利害关系的关联人将放弃表决权。

六、历史关联交易情况

过去12个月内，公司及子公司未与连宗盛先生发生除领取薪酬之外的其他关联交易，也未与其他关联方发生与本次类别相关的交易。

七、结论

本次实际控制人现金认购公司股份、3.01亿元定增补流，具备重大信息披露意义。若顺利实施，将优化公司资本结构，增强抗风险能力，对公司估值及股价或形成利好预期。投资者需关注相关审批进展及实施过程中的不确定性。

免责声明： 本文内容仅为公开信息整理和解读，不构成任何投资建议。股市有风险，投资需谨慎。投资者应根据自身实际情况做出合理判断和决策。

English Version

Shanxi Kexin Development Signs Conditional Share Subscription Agreement with Controlling Shareholder Lian Zongsheng, Plans to Raise RMB 301 Million

1. Event Summary

On March 13, 2026, Shanxi Kexin Development Co., Ltd. (“the Company”) signed a Conditional Share Subscription Agreement with its controlling shareholder, Mr. Lian Zongsheng. Mr. Lian intends to subscribe in cash for 26,252,097 A-shares issued to specific investors, with a total fundraising amount of RMB 301.3741 million (approx. RMB 301 million), subject to final regulatory approval.

2. Key Transaction Points & Impact

• This constitutes a connected transaction but does not fall under the category of major asset restructuring as per regulatory definitions.
• Mr. Lian Zongsheng is the actual controller, holding 28.23% of total shares via Shenzhen Kexin Industrial Holdings and concerted parties.
• The subscription price is RMB 11.48 per share, not less than 80% of the average trading price of A-shares in the 20 trading days before the pricing reference date (March 14, 2026).
• Funds raised will be used to supplement working capital, improve liquidity, strengthen net and total assets, optimize the company’s debt structure, reduce the debt ratio, and enhance risk resistance.
• This issue will not alter control of the company, nor will it lead to the controller or related parties occupying company funds/assets or receiving guarantees.
• Subscribed shares will be subject to a 36-month lock-up from the date of share registration.
• Subscription funds are from Mr. Lian’s own or self-raised funds, with no direct or indirect financial assistance from the company.
• The issuance is subject to shareholder meeting approval, SSE review, and CSRC registration, with associated uncertainties for investors to note.

3. Main Agreement Terms

• Subscription amount: 26,252,097 shares, RMB 301 million (subject to approval).
• All-cash subscription.
• Funds are legally sourced, with no company financial support.
• Lock-up: 36 months from registration date, during which shares cannot be transferred.
• Profit distribution: Pre-issuance undistributed profits will be shared pro-rata among all shareholders after issuance.
• Breach: The party in breach compensates all actual economic losses. If the agreement is terminated due to regulatory or market changes, this does not constitute a breach.
• Effective after Board/Shareholder approval, SSE review, and CSRC registration.

4. Shareholder Alerts & Potential Price Impact

• This move signals strong confidence from the controlling shareholder, which may boost market sentiment and positively impact the share price.
• All proceeds will be used for working capital, supporting operational efficiency, debt repayment, and financial structure improvement.
• Pricing is market-based and protects minority shareholders’ interests.
• Transaction is still subject to multiple regulatory approvals, with associated uncertainties.
• No change in control and no prior similar related-party transactions, reducing risk of related-party benefit transfer.

5. Next Steps & Shareholder Information

The transaction has passed Board and special committee review, with all independent directors supporting the feasibility and fairness of the plan. It will be submitted to the shareholders’ meeting, with related parties abstaining from voting. Implementation is subject to final regulatory approvals.

6. Historical Related Transactions

In the past 12 months, except for salary, there have been no other related transactions between the company (and subsidiaries) and Mr. Lian Zongsheng, nor with other related parties.

7. Conclusion

This connected transaction involving a RMB 301 million cash subscription by the controlling shareholder is a material event for investors. If implemented, it will strengthen the company’s capital structure and risk resistance, with potential positive implications for company valuation and share price. Investors should monitor progress and regulatory developments closely.

Disclaimer: This article is for information purposes only and does not constitute investment advice. Investors should make decisions based on their own circumstances. Stock market investments carry risk.

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