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Sunday, July 26th, 2026

Sera Prognostics, Inc. 8-K SEC Filing June 2026 – Submission of Matters to a Vote of Security Holders





Sera Prognostics, Inc. 8-K: Key Highlights from 2026 Annual Meeting

Sera Prognostics, Inc. Reports Results of 2026 Annual Meeting of Stockholders

Date: June 4, 2026

Company: Sera Prognostics, Inc. (NASDAQ: SERA)

Key Highlights from the 2026 Annual Meeting

  • Date of Meeting: June 4, 2026 (via live audio webcast)
  • Record Date: April 13, 2026
  • Total Shares Outstanding (Class A Common Stock): 38,190,966
  • Quorum Present: 25,773,203 shares (67.5% of eligible shares)

Matters Submitted to Shareholder Vote

  1. Election of Directors:

    • Kim Kamdar, Ph.D. and Sandra A. J. Lawrence were elected to the Board of Directors as Class II directors for a term of three years, expiring at the 2029 annual meeting and until their successors are duly elected and qualified.
    • This continues the current governance and signals stability in the Board’s composition.
  2. Auditor Ratification:

    • The appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026, was ratified by shareholders.
    • This ensures continuity in financial oversight and reporting standards.

Detailed Voting Results

  • Quorum: The meeting achieved the required quorum, with 67.5% of shares represented.
  • Election of Directors: Both nominees were elected by a majority of shares voted, with broker non-votes and abstentions not impacting the outcome.
  • Auditor Ratification: Ernst & Young LLP’s appointment received strong support, with the vast majority of votes cast in favor. No significant opposition or abstention was reported.

Other Disclosures

  • Sera Prognostics, Inc. is incorporated in Delaware and is an emerging growth company as defined under the Securities Act of 1933 and the Securities Exchange Act of 1934.
  • The company’s Class A Common Stock (par value \$0.0001 per share) trades under the symbol SERA on the NASDAQ Stock Market LLC.
  • There were no written communications, soliciting material, or pre-commencement tender offers associated with this filing.

Investor Implications

  • Board Stability: The re-election of directors provides stability in leadership, which may be viewed positively by investors seeking continuity during a period of growth or transition.
  • Auditor Continuity: Continued engagement with a reputable auditor (Ernst & Young LLP) reinforces the company’s commitment to transparency and strong financial controls.
  • No Price-Sensitive Announcements: No new or extraordinary proposals, management changes, or financial irregularities were disclosed in this filing. As such, there are no immediate items likely to impact the share price materially based on this report alone.

Conclusion

The 2026 Annual Meeting of Sera Prognostics, Inc. resulted in the re-election of key directors and the ratification of its independent auditor, both of which are standard matters and signal continued stability in the company’s governance and financial oversight. Investors should note that no new business or unexpected announcements were made, and the company remains in compliance with all reporting and governance requirements.


Disclaimer: This article is for informational purposes only and does not constitute investment advice. Readers should consult their financial advisor before making any investment decisions. The information provided is based on the company’s public SEC filings and may not include all material developments or risks related to Sera Prognostics, Inc.




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