南京茂莱光学发布可转债投资者适当性要求风险提示公告
要点摘要
- 南京茂莱光学科技股份有限公司（证券代码：688502，证券简称：茂莱光学）发布关于“茂莱转债”投资者适当性要求的风险提示公告。
- “茂莱转债”自2026年5月27日（遇非交易日顺延）起可转换为公司股份。
- 若投资者不符合科创板股票投资者适当性管理要求，将无法将所持“茂莱转债”转换为公司股票。
- 本次可转债发行总额为56,250.00万元，扣除费用后实际募集资金净额为55,436.50万元。
- 可转债已于2025年12月10日在上交所上市交易，债券简称“茂莱转债”，代码“118061”。
- 转股期为2026年5月27日至2031年11月20日。
- 投资者需关注因不符合适当性要求而导致无法转股的风险。
对股东的重要影响及潜在股价影响因素
- 转股受限风险： 对于不符合科创板投资者适当性管理要求的投资者，所持“茂莱转债”将无法转换为公司股份。这意味着部分投资者可能无法享受转股带来的潜在收益，影响其投资决策和转股动力，进而影响二级市场“茂莱转债”价格及公司股价。
- 投资者结构影响： 由于转股资格受限，未来投资者结构可能出现调整，合格投资者可能占据主导地位，影响可转债的流动性和市场定价。
- 公司融资结构： 本次可转债募集资金净额高达55,436.50万元，将为公司未来发展提供充沛资金支持，若顺利转股，将进一步优化公司资本结构，降低财务成本。
- 信息披露合规： 公司已严格按照相关法规进行信息披露，投资者可通过上交所网站查询《募集说明书》详细内容。
详细公告内容
南京茂莱光学科技股份有限公司于2025年12月10日在上海证券交易所成功上市发行总额为56,250.00万元的可转换公司债券（简称“茂莱转债”，代码“118061”），期限为6年。本次可转债每张面值为100元，合计发行562,500手（5,625,000张）。募集资金将为公司技术研发与扩张提供重要资金来源。
根据中国证监会批复及《募集说明书》约定，“茂莱转债”自2026年5月27日（发行结束满6个月后的首个交易日，遇节假日顺延）起至2031年11月20日为转股期。转股期内，投资者可选择将所持可转债转换为公司A股股份。但需要特别关注的是，只有符合上海证券交易所科创板股票投资者适当性管理要求的投资者，方可进行转股操作。不符合相关适当性要求的投资者，所持可转债将无法转换为公司股票，只能在二级市场买卖其可转债。
公司特别提示，投资者如因不符合科创板股票投资者适当性要求导致无法转股，需自行承担相关风险，该情形可能影响相关投资者的投资收益，也可能对“茂莱转债”二级市场价格造成一定影响。
如需进一步了解“茂莱转债”详情，投资者可查阅2025年11月19日公司在上交所网站（www.sse.com.cn）披露的《募集说明书》，或联系公司证券投资部（电话：025-52728150，邮箱：[email protected]）。
本公告由南京茂莱光学科技股份有限公司董事会于2026年5月25日发布。
免责声明
本文信息均基于公司公告整理，仅供投资者参考，不构成任何投资建议。投资者应结合自身实际情况、风险承受能力及监管要求，谨慎决策。如需投资建议，请咨询专业投资顾问。
Nanjing ML Optic Issues Risk Warning on Convertible Bond Investor Eligibility
Key Highlights
- Nanjing ML Optic Technology Co., Ltd. (stock code: 688502) released a risk warning regarding investor eligibility for its convertible bond “ML Convertible Bond”.
- “ML Convertible Bond” can be converted into company shares starting from May 27, 2026 (postponed if non-trading day).
- Investors who do not meet the STAR Market investor suitability requirements will not be able to convert their bonds into company shares.
- Total issuance size is RMB 562.5 million, with net proceeds after expenses of RMB 554.365 million.
- The bond was listed on the Shanghai Stock Exchange on December 10, 2025 (bond code: 118061, name: “ML Convertible Bond”).
- Conversion period runs from May 27, 2026 to November 20, 2031.
- Investors must pay close attention to the risk of ineligibility for conversion.
Key Impacts and Potential Price-sensitive Information for Shareholders
- Conversion Restriction Risk: Investors who do not meet the STAR Market investor eligibility requirements will not be able to convert their ML Convertible Bonds into company shares. This could affect investor sentiment, reduce potential conversion-driven demand for shares, and impact both the convertible bond and the stock’s secondary market prices.
- Investor Structure Impact: Since only eligible investors can convert, the structure of ML Convertible Bond holders may shift over time, possibly leading to changes in liquidity and market pricing for the bond.
- Capital Structure Optimization: The net proceeds of RMB 554.365 million from the convertible bond issuance provide significant funding for the company’s growth and R&D. If conversions proceed smoothly, the company’s capital structure will be further optimized, potentially reducing financial costs.
- Regulatory Compliance: The company has made full disclosures in compliance with regulatory requirements. Investors can refer to the Prospectus on the Shanghai Stock Exchange website for detailed information.
Detailed Announcement
On December 10, 2025, Nanjing ML Optic Technology Co., Ltd. successfully listed its RMB 562.5 million convertible bonds (“ML Convertible Bond”, code: 118061) on the Shanghai Stock Exchange for a 6-year term. Each bond is RMB 100 face value, with a total of 562,500 lots (5,625,000 bonds). The funds raised are intended to support the company’s R&D and expansion needs.
According to the CSRC approval and the company’s prospectus, the conversion period for ML Convertible Bond starts on May 27, 2026 (the first trading day after six months from the end of issuance, postponed if holiday) and ends on November 20, 2031. Only investors who meet the STAR Market investor eligibility requirements may convert their bonds into company shares. Those who do not meet the requirements may only buy or sell the convertible bonds on the secondary market, but cannot convert them into shares.
The company emphasizes that investors who fail to meet the eligibility requirements must bear the risk of being unable to convert, which may impact their investment returns and the secondary market pricing of the ML Convertible Bond.
For further details, investors should refer to the company’s prospectus disclosed on November 19, 2025, on the Shanghai Stock Exchange website (www.sse.com.cn), or contact the company’s Securities Investment Department (Tel: 025-52728150, Email: [email protected]).
This announcement was issued by the Board of Directors of Nanjing ML Optic Technology Co., Ltd. on May 25, 2026.
Disclaimer
The above information is based on the company’s official announcement and is for reference only. It does not constitute investment advice. Investors should evaluate their own circumstances, risk tolerance, and regulatory requirements before making investment decisions. Please consult professional advisers as needed.
