利扬芯片关于“利扬转债”转股数量累计达到转股前公司已发行股份总额10%暨股东权益变动公告

公告核心要点

• 累计转股进展：截至2026年3月20日，已有人民币3.4026亿元“利扬转债”转为公司股票，新增股份2,110.5829万股，占可转债转股前总股本的10.54%。这意味着公司股本结构发生了显著变化。
• 未转股可转债情况：截至同日，尚有人民币1.7974亿元“利扬转债”未转股，占发行总量的34.57%。这部分尚未转股的债券未来将继续影响公司资本结构。
• 转股价格调整：初始转股价为16.13元/股，因公司于2025年7月4日完成限制性股票激励计划导致股本增加，转股价格自2025年7月9日调整至16.12元/股。
• 股本变动：转股后，公司总股本由203,453,233股增加至222,135,266股，全部为无限售条件流通股，有限售条件流通股未发生变化。
• 控股股东及实际控制人持股比例被动稀释：黄江及一致行动人黄主持股总数未变，但持股比例由29.05%降至26.61%，被动稀释超过1%的整数倍，属于重大权益变动。
• 提前赎回利扬转债：2026年3月9日董事会通过提前赎回“利扬转债”议案，2026年3月10日公告。公司将行使提前赎回权，收回全部剩余“利扬转债”。

对股东和投资者的重要影响

• 股本大幅扩张：转股使公司流通股本大幅增加，可能导致每股收益、净资产等指标稀释，对股价可能产生压力。
• 控股股东持股比例被动稀释：虽然控股股东持股数量未变，但总股本增加导致其持股比例下降，影响公司实际控制权稳定性。
• 提前赎回可能影响转债持有人决策：提前赎回将使剩余转债持有人面临提前转换或赎回的选择，可能加速剩余转债转股进程，进一步影响公司股本结构。
• 转股价格调整：转股价格微调至16.12元/股，意味着转债投资者转股成本略降，但对公司每股价值和市场估值影响有限。
• 可转债转股比例已超10%，触及监管及信息披露要求，市场关注度提升。

详细数据及时间节点

• 可转债发行总额：人民币5.2亿元，期限6年。
• 转股期：2025年1月8日至2030年7月1日。
• 截至2026年3月20日，已转股340,260,000元，未转股179,740,000元。
• 转股前总股本：200,309,140股，变动后总股本：222,135,266股。
• 控股股东黄江及黄主合计持股数：59,108,410股，持股比例由29.05%被动稀释至26.61%。

潜在影响与投资提示

• 公司股本结构变化大，短期内可能对市场造成稀释压力。
• 控股股东持股比例下降，若后续再有大额转股或减持，可能影响公司控制权稳定。
• 提前赎回政策可能促使剩余转债加速转股，进一步影响股本和市场流动性。
• 投资者需关注公司未来业绩表现及股本扩张对财务指标的影响。

联系方式

董事会秘书室：0769-26382738
邮箱：[email protected]

免责声明

本新闻稿内容基于公司公告整理，仅供投资者参考，不构成任何投资建议。投资者应结合自身情况理性决策，并关注公司后续公告与市场变化。

English Version

Leadyo Chip: Conversion of “Leadyo Convertible Bonds” Reaches 10% of Pre-conversion Share Capital and Shareholder Equity Changes

Key Highlights

• Cumulative Conversion Progress: As of March 20, 2026, RMB 340.26 million worth of “Leadyo Convertible Bonds” have been converted to company shares, forming 21,105,829 new shares—10.54% of pre-conversion share capital. This marks a significant change in the company’s shareholding structure.
• Unconverted Convertible Bonds: As of the same date, RMB 179.74 million in convertible bonds remain unconverted, accounting for 34.57% of the total issuance. This will continue to impact capital structure in the future.
• Conversion Price Adjustment: Initial conversion price was RMB 16.13/share. Due to the company’s restricted stock incentive plan and increased share capital, the conversion price was adjusted to RMB 16.12/share from July 9, 2025.
• Share Capital Change: After conversion, total share capital increased from 203,453,233 shares to 222,135,266 shares, all unrestricted tradable shares.
• Controlling Shareholder Shareholding Dilution: The number of shares held by Huang Jiang and his concerted actor Huang Zhu remained unchanged, but their shareholding ratio decreased from 29.05% to 26.61% due to passive dilution, triggering a major equity change.
• Early Redemption of Convertible Bonds: On March 9, 2026, the board approved an early redemption of all outstanding convertible bonds, as announced on March 10, 2026. The company will exercise its early redemption right.

Important Impacts for Shareholders and Investors

• Significant Expansion of Share Capital: The conversion substantially increases shares in circulation, potentially diluting EPS, NAV, and affecting share price.
• Controlling Shareholder’s Ratio Diluted: Although the number of shares held is unchanged, the dilution may affect company control stability.
• Early Redemption May Affect Convertible Bond Holders’ Decisions: Early redemption will force remaining bondholders to choose between conversion or redemption, possibly accelerating conversion and impacting share capital further.
• Conversion Price Adjustment: Lowered conversion price (RMB 16.12/share) marginally reduces conversion cost for bondholders but has limited impact on valuation.
• Conversion Ratio Exceeds 10%: This triggers regulatory and disclosure requirements, increasing market attention.

Detailed Data and Key Dates

• Total convertible bond issued: RMB 520 million, 6-year term.
• Conversion period: January 8, 2025 to July 1, 2030.
• As of March 20, 2026: RMB 340.26 million converted, RMB 179.74 million unconverted.
• Pre-conversion share capital: 200,309,140 shares. Post-conversion: 222,135,266 shares.
• Controlling shareholders Huang Jiang & Huang Zhu: 59,108,410 shares, ratio dropped from 29.05% to 26.61%.

Potential Impact & Investment Tips

• Significant change in share capital structure may exert dilution pressure on the market in the short term.
• If further large conversions or share reductions occur, company control stability may be affected.
• Early redemption may accelerate conversion, affecting liquidity and share capital.
• Investors should closely monitor company performance and impact of capital expansion on financial metrics.

Contact Information

Board Secretary Office: 0769-26382738
Email: [email protected]

Disclaimer

This news brief is compiled based on company announcements and is for investor reference only. It does not constitute investment advice. Please make prudent decisions based on your own circumstances and pay attention to future company announcements and market changes.

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